{"$schema":"https://verifymcp.io/schemas/trust-report.json","schemaVersion":1,"license":{"name":"CC BY-NC 4.0","url":"https://creativecommons.org/licenses/by-nc/4.0/"},"generatedAt":"2026-11-05T19:30:28.715Z","url":"https://verifymcp.io/servers/pipeworx-io-brokercheck/pipeworx-mcp-brokercheck","markdownUrl":"https://verifymcp.io/servers/pipeworx-io-brokercheck/pipeworx-mcp-brokercheck.md","server":{"slug":"pipeworx-io-brokercheck","name":"Brokercheck","registryName":"io.github.pipeworx-io/brokercheck","description":"FINRA BrokerCheck MCP — individual broker / adviser and firm disciplinary lookup","registryStatus":"active","deletedAt":null,"statusMessage":null,"liveness":"live","publisher":{"class":"unknown","claimed":false}},"component":{"slug":"pipeworx-mcp-brokercheck","type":"npm","identifier":"@pipeworx/mcp-brokercheck","withdrawn":false,"url":"https://verifymcp.io/servers/pipeworx-io-brokercheck/pipeworx-mcp-brokercheck","version":"0.2.1","transport":"stdio","scoredAt":"2026-11-05T04:04:20.811Z"},"score":{"total":84,"tier":"high trust","status":"scored","weekDelta":3,"history":[{"date":"2026-11-05","total":84},{"date":"2026-11-04","total":84},{"date":"2026-11-03","total":83},{"date":"2026-11-02","total":83},{"date":"2026-11-01","total":82},{"date":"2026-10-31","total":67},{"date":"2026-10-30","total":81},{"date":"2026-10-29","total":81}]},"categories":[{"name":"Supply Chain Security","score":100,"verdict":"pass","reasons":["No malware found by supply-chain analysis.","No known CVEs affecting this package version or its production dependencies.","No install/post-install scripts declared.","No production dependencies, so there is no dependency health to assess."],"codes":[{"code":"supplychain.malware_clean","args":{}},{"code":"cve.none","args":{}},{"code":"installscript.none","args":{}},{"code":"dephealth.no_dependencies","args":{"deps":"0","unhealthy":"0"}}]},{"name":"Provenance & Transparency","score":97,"verdict":"fail","reasons":["Source repository is publicly reachable at the declared URL.","Cryptographically verified build provenance (signed, bound to pipeworx-io/mcp-brokercheck).","Clear OSI-approved license (MIT).","Actively maintained (last published 5 days ago).","Disclosure check failed: no security disclosure policy was found in the source repository."],"codes":[{"code":"provenance.repo_verified","args":{}},{"code":"provenance.verified","args":{"repo":"pipeworx-io/mcp-brokercheck"}},{"code":"license.osi","args":{"spdx":"MIT"}},{"code":"maintenance.recent","args":{"age_days":"5"}},{"code":"disclosure.absent","args":{}}]},{"name":"Schema Quality & AI Usability","score":74,"verdict":"fail","reasons":["AI-judged instruction clarity (excellent).","Context-footprint check failed: tool/resource definitions use about 459 tokens (~153/item across 3 items; 3 tools + 0 resources), over budget; trim descriptions and params.","Usage-examples check failed: none of the tools include examples."],"codes":[{"code":"schema.ai_quality","args":{"band":"excellent"}},{"code":"schema.footprint_heavy","args":{"avg":"153","items":"3","tools":"3","tokens":"459","resources":"0"}},{"code":"schema.examples_absent","args":{}}]},{"name":"Stability & Change Management","score":23,"verdict":"partial","reasons":["Stability observed for 7 of 30 days with no destabilising changes; credit accrues until the full window elapses."],"codes":[{"code":"stability.building_history","args":{"days":"7"}}]},{"name":"Tool Coverage","score":100,"verdict":"pass","reasons":["100% of tools have a non-trivial description (not blank, and not just the tool's name).","100% of tool parameters carry a description."],"codes":[{"code":"toolquality.descriptions","args":{"pct":"100"}},{"code":"toolquality.param_docs","args":{"pct":"100"}}]},{"name":"Tool Safety","score":100,"verdict":"pass","reasons":["No prompt-injection markers were found in the server instructions, tool names or descriptions we captured.","We read all 3 captured tool definition(s), and no name or description among them implies an irreversible operation.","An AI judge read all 4 captured unit(s) of tool text and found none that tries to manipulate the model reading it."],"codes":[{"code":"toolsafety.injection_clean","args":{}},{"code":"toolsafety.destructive_none","args":{"tools":"3"}},{"code":"toolsafety.manipulation_clean","args":{"units":"4","judged":"4"}}]},{"name":"Capabilities","score":100,"verdict":"pass","reasons":["Implements a supported MCP spec version (2025-11-25); the latest is 2026-07-28."],"codes":[{"code":"protocol.supported","args":{"latest":"2026-07-28","version":"2025-11-25"}}]}],"inconclusive":[],"malware":[],"components":[{"slug":"brokercheck-mcp","type":"remote","identifier":"https://gateway.pipeworx.io/brokercheck/mcp","withdrawn":false,"score":77,"current":false,"url":"https://verifymcp.io/servers/pipeworx-io-brokercheck/brokercheck-mcp","markdownUrl":"https://verifymcp.io/servers/pipeworx-io-brokercheck/brokercheck-mcp.md"},{"slug":"pipeworx-mcp-brokercheck","type":"npm","identifier":"@pipeworx/mcp-brokercheck","withdrawn":false,"score":84,"current":true,"url":"https://verifymcp.io/servers/pipeworx-io-brokercheck/pipeworx-mcp-brokercheck","markdownUrl":"https://verifymcp.io/servers/pipeworx-io-brokercheck/pipeworx-mcp-brokercheck.md"}],"facts":[{"label":"Registry","value":"npm"},{"label":"Package","value":"@pipeworx/mcp-brokercheck"},{"label":"Version","value":"0.2.1"},{"label":"Transport","value":"stdio"}],"install":{"available":true,"bundleSha256":null},"tools":[{"name":"brokercheck_search_individual","title":null,"description":"Search individual stockbrokers and investment-adviser representatives by name via FINRA BrokerCheck — the regulator-published registry investors use for due diligence and investor-protection background checks. Returns matching individuals with CRD number, name, registration scope (active/inactive), a disclosure flag (has_disclosures — whether the person has any reported disciplinary/regulatory/customer-dispute event), and current employing firm(s). Use brokercheck_individual_detail with a returned CRD to see the actual disclosure events. Per-name lookup only — not for bulk enumeration.","inputs":[{"name":"limit","type":"number","required":false,"description":"Max individuals to return (1-50, default 10)."},{"name":"query","type":"string","required":true,"description":"Individual name to search (e.g. \"John Smith\")."}],"outputs":[],"hasOutputSchema":false,"hasExamples":false,"tokenEstimate":156},{"name":"brokercheck_individual_detail","title":null,"description":"Get the full FINRA BrokerCheck profile for one individual broker/adviser rep by CRD number (from brokercheck_search_individual). 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Per-name lookup only.","inputs":[{"name":"limit","type":"number","required":false,"description":"Max firms to return (1-50, default 10)."},{"name":"query","type":"string","required":true,"description":"Firm name to search (e.g. \"Merrill Lynch\", \"Edward Jones\")."}],"outputs":[],"hasOutputSchema":false,"hasExamples":false,"tokenEstimate":110}],"toolsTruncatedAtCapture":false,"diagnostics":{"capturedAt":"2026-11-05T04:04:20.000Z","track":"package","endpoint":null,"declaredUrl":null,"truncated":false,"tls":null,"dnssec":null,"auth":null,"httpsRedirect":null,"transports":[],"provenance":{"outcome":"verified","label":"Verified","reason":"verified","reasonLabel":"Verified","discovery":"attestation_endpoint","discoveryLabel":"Registry attestation endpoint","sourceRepo":null,"attestationSkipped":null,"attestationSkippedLabel":null},"installScripts":[],"installScriptsTotal":null,"vulnerabilities":[],"vulnerabilitiesTotal":null,"dependencies":{"nodes":0,"partial":false,"deprecated":null,"stale":null,"noRepo":null}},"mismatches":[],"changelog":{"trackingSince":"2026-10-29","recent":[{"id":"chg_01a1a4b9-3de7-7362-b567-2b93da6a8700","kind":"score.total_changed","summary":"Trust score (83 → 84)","materiality":"functional","direction":"improvement","scoreDelta":1,"occurredOn":"2026-11-04","url":"https://verifymcp.io/servers/pipeworx-io-brokercheck/pipeworx-mcp-brokercheck#chg-chg_01a1a4b9-3de7-7362-b567-2b93da6a8700"},{"id":"chg_01a19a6c-d527-72a3-85b5-97babd7ba206","kind":"score.total_changed","summary":"Trust score (82 → 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